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JM
JM

James Francis Madigan

Regal Advisory Services, INC.
31 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Regal Advisory Services, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
285 clients
Average Client Portfolio
$398K average
Assets Under Management
$113.5M

Fee Structure

Location

950 North Milwaukee Avenue, Suite 101, Glenview, IL, 60025-3771

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History

Regulatory History (1)
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Employment Separation After Allegations
February 2014
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Employment History
Current Registrations
Regal Advisory Services, INC.
February 2014 - Present · 12 yrs
Regal Securities, INC.
February 2014 - Present · 12 yrs
Regal Securities, INC.Broker
February 2014 - Present · 12 yrs
Previous Registrations
Wells Fargo Advisors, LLCBroker
March 2006 - February 2014 · 7 yrs 11 mos
Wells Fargo Advisors, LLC
March 2006 - February 2014 · 7 yrs 11 mos
UBS Financial Services INC.
May 2002 - March 2006 · 3 yrs 10 mos
UBS Financial Services INC.Broker
February 2001 - March 2006 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1994 - February 2001 · 6 yrs 2 mos
L.C. Wegard & CO., INC.Broker
March 1994 - November 1994 · 8 mos
State Registrations5 states
AZFLNJNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
James Francis Madigan - Financial Advisor | TrueAdvisor