Zurich Awes
Zurich Awes is a CFP-designated registered investment advisor at Zurich Awes Financial Management, LLC, based in Christiansted, VI, with 12 years of industry experience. Zurich operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 57 clients with $27M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Zurich Awes Financial Management charges up to 1.99% annually of the value of your portfolio, depending on your individual situation. In certain circumstances, the firm may charge up to 2.75%. The fee is calculated quarterly in advance.
Location
Christiansted, VI
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Zurich provides strategic financial advice to small businesses through Thor Strategic LLC, including financial analysis, cost savings suggestions, and long-term valuation. This activity takes about 10-20% of Zurich's time.
Employment History
Current Registrations
Zurich Awes Financial Management, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.