Charles Kerwood
Charles Kerwood is a CFP, ChFC-designated registered investment advisor at Waller Financial Planning Group, INC., based in Naples, FL, with 29 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 550 clients with $640M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Fees are negotiable. Minimum fee for investment management is $3,000.
Fee Estimator
Location
801 Laurel Oak Drive, Suite 710, Naples, FL, 34108
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Waller Financial Planning Group, INC.
Previous Registrations
LPL Financial LLC
Royal Alliance Associates, INC.
Waller Financial Planning Group INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.