Kevin Derosa
Kevin Derosa is a registered investment advisor at Garden State Investment Advisory Services, LLC, based in Red Bank, NJ, with 33 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 2,122 clients with $560M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.0M | 1.50% |
| $2.0M - $3.0M | 1.25% |
| $3M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
328 Newman Springs Road, 3rd Floor, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (5)
Customer Dispute
May 2012Regulatory
May 2011Regulatory
April 2010Customer Dispute
April 2009Regulatory
February 2007Other Business ActivitiesSells Insurance
Kevin is co-founder of The Opus Group LLC since 2004 and owner of Garden State Insurance Agency, Inc., dedicating a few hours per week. He is also a managing member of Jackson Rose Venture I, LLC, Jackson Rose Venture II, LLC and Jackson Rose Management, LLC, private funds for purchasing and selling restricted securities, spending about half his time on this investment-related activity.
Employment History
Current Registrations
Garden State Investment Advisory Services, LLC
Garden State Securities, INC.Broker
Previous Registrations
Garden State Securities, INC.Broker
M.S. Farrell & Company, INC.Broker
H.J. Meyers & CO., INC.Broker
Investors Associates, INC.Broker
M.S. Farrell & Company, INC.Broker
Investors Associates, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.