BS
CFP
BS
CFP

Brooks Slaughter

33 Years of Experience
May Earn Commission

Brooks Slaughter is a CFP-designated registered investment advisor at Rps Retirement Plan Advisors, based in Austin, TX, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 29 clients with $270M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
29 clients
Average Client Portfolio
$9.4M average
Assets Under Management
$271.8M

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$8,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $3.0M0.35%
$3.0M - $7.0M0.20%
$7.0M - $10.0M0.15%
$10.0M - $15.0M0.10%
$15M+0.05%

Fees are negotiable. A minimum annual fee of $30 per participant is charged. There is also a minimum annual fee of $8,000 for stand-alone 401(k) clients and $6,000 for adopters in the Pooled Employer Plan (PEP).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

9600 North Mopac, Suite 600, Austin, TX, 78759

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Rps Retirement Plan Advisors
April 2022 - Present · 4 yrs
Strategic Investment Management
February 2004 - Present · 22 yrs 2 mos
Richard P. Slaughter Associates, INC.
February 1993 - Present · 33 yrs 2 mos
State Registrations3 states
LANMTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.