Robert Alan Horning

Mcdermott Investment Advisors, LLC

32 Years of Experience

6 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingHigh Net Worth

Mcdermott Investment Advisors, LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

11 advisors

Number of Clients

709 clients

Average Client Portfolio

$298K average

Assets Under Management

$211.0M

Fee Structure

Minimum Investment:$100K

Location

Los Angeles, CA

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History

Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2021

Denied

Customer Dispute

May 2013

Settled

Customer Dispute

August 2011

Settled

Customer Dispute

May 2010

Settled

Customer Dispute

January 2010

Settled

Customer Dispute

December 2009

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Robert is a sole proprietor operating under the DBA H & S Wealth Management, representing investments offered by a licensed broker-dealer. He consults with clients on broker-dealer products, dedicating nearly full-time hours to this activity.

Employment History

Current Registrations

Mcdermott Investment Services, LLCBroker

September 2017 - Present · 8 yrs 5 mos

Mcdermott Investment Advisors, LLC

September 2017 - Present · 8 yrs 5 mos

Previous Registrations

Centaurus Financial, INC.

February 2011 - September 2017 · 6 yrs 7 mos

Centaurus Financial, INC.Broker

July 2009 - September 2017 · 8 yrs 2 mos

Direct Capital Securities, INC.Broker

November 2004 - July 2009 · 4 yrs 8 mos

Mcl Financial Group, INC.Broker

July 2003 - December 2004 · 1 yr 5 mos

Aragon Financial Services, INC.Broker

March 1999 - August 2000 · 1 yr 5 mos

Nnn Capital CORP.Broker

June 1995 - July 2003 · 8 yrs 1 mo

United Pacific Securities, INC.Broker

December 1994 - June 1995 · 6 mos

Wealth Resource Capital CorporationBroker

January 1993 - December 1994 · 1 yr 11 mos

State Registrations22 states

AZCACOFLGAHIIAIDILKSLAMEMTNVNYORSCSDTNTXVAWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.