Robert Horning is a registered investment advisor, based in Los Angeles, CA, with 33 years of industry experience.
Location
Los Angeles, CA
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Regulatory History (6)
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Customer Dispute
January 2021Denied
Customer Dispute
May 2013Settled
Customer Dispute
August 2011Settled
Customer Dispute
May 2010Settled
Customer Dispute
January 2010Settled
Customer Dispute
December 2009Settled
Other Business Activities
Robert is a sole proprietor operating under the DBA H & S Wealth Management, representing investments offered by a licensed broker-dealer. He consults with clients on broker-dealer products, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
Mcdermott Investment Advisors, LLC
September 2017 - Present · 8 yrs 7 mos
Mcdermott Investment Services, LLCBroker
September 2017 - Present · 8 yrs 7 mos
Previous Registrations
Centaurus Financial, INC.
February 2011 - September 2017 · 6 yrs 7 mos
Centaurus Financial, INC.Broker
July 2009 - September 2017 · 8 yrs 2 mos
Direct Capital Securities, INC.Broker
November 2004 - July 2009 · 4 yrs 8 mos
Mcl Financial Group, INC.Broker
July 2003 - December 2004 · 1 yr 5 mos
Aragon Financial Services, INC.Broker
March 1999 - August 2000 · 1 yr 5 mos
Nnn Capital CORP.Broker
June 1995 - July 2003 · 8 yrs 1 mo
United Pacific Securities, INC.Broker
December 1994 - June 1995 · 6 mos
Wealth Resource Capital CorporationBroker
January 1993 - December 1994 · 1 yr 11 mos
State Registrations22 states
AZCACOFLGAHIIAIDILKSLAMEMTNVNYORSCSDTNTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.