Patrick Smith is a CFA-designated registered investment advisor at Exencial Wealth Advisors, based in Guilford, CT, with 22 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,215 clients with $5.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Exencial Wealth Advisors charges a percentage of the value of your portfolio each year. This fee can vary based on the size of your portfolio and the services provided, but is generally around 1%. Ultra-high net worth clients may be offered a flat annual fee plus an asset-based fee. Fees are charged quarterly, in advance. Clients may also incur fees charged by custodians, brokers, and other third parties.
Location
246 Goose Lane, Suite 201, Guilford, CT, 06437
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Patrick is an equity partner (less than 5%) at Exencial Wealth Advisors since 2023, dedicating his full work week to the firm. He is not engaged in any other investment-related businesses.
Employment History
Current Registrations
Exencial Wealth Advisors
Previous Registrations
Shoreline Financial Advisors, LLC
Raymond James Financial Services
State Registrations6 states
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