DK
DK

David Charles Kaplan

18 Years of Experience
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
2 advisors
Number of Clients
197 clients
Average Client Portfolio
$49.4M average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$20M
Financial Planning:Investment management only
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Location

53 State Street, 23rd Floor, Boston, MA, 02109-2820

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David is a managing member at Shepherd Kaplan Krochuk LLC, an investment advisor, dedicating about half his time to long-term strategy and operations. He also spends minimal time overseeing the broker-dealer application for SKK Capital Advisors, LLC.

Employment History
Current Registrations
Shepherd Kaplan Krochuk, LLC
December 2017 - Present · 8 yrs 2 mos
Shepherd Kaplan LLC
November 2007 - Present · 18 yrs 3 mos
State Registrations2 states
MATX
Advisor
Exams
No exam information available for this advisor.