DO
DO

David Lewis Overton

26 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
40 advisors
Number of Clients
1,449 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$3.5B

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $5.0M1.00%
$5.0M - $8.0M0.75%
$8M+0.50%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

111 West Ocean Boulevard, 23rd Floor, Long Beach, CA, 90802-7908

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is an agent selling life insurance through Rocky Mountain Insurance Network. This activity consumes minimal time.

Employment History
Current Registrations
Halbert Hargrove
May 2006 - Present · 19 yrs 9 mos
Previous Registrations
Qwon Investment Consultants,
July 1999 - October 2012 · 13 yrs 3 mos
State Registrations1 state
CO
Advisor
Exams
No exam information available for this advisor.