Bart Ballinger is a registered investment advisor at Usi Advisors, based in Los Angeles, CA, with 28 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,340 clients with $49B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
USI Advisors provides investment advice and consulting services, primarily to institutional clients. Fees for these services are negotiated. Clients can pay via a "hard-dollar" fee (flat or percentage of assets) or indirectly through certain investment/insurance products. In some cases, affiliates of USI Advisors may receive compensation from third parties, which can be used to offset the advisory fee. USI Advisors may recommend a sub-advisor, whose fees are paid by USI Advisors.
Location
777 South Figueroa Street Suite 2100, Los Angeles, CA, 90017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Usi Advisors
Usi Securities, INC.
Usi Securities, INC.Broker
Previous Registrations
Manning & Napier Investor Services, INC.Broker
Gwfs Equities, INC.Broker
J.P. Morgan Institutional Investments INC.Broker
Wells Fargo Funds Distributor, LLCBroker
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
Cigna Financial Services, INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
The Dreyfus Service CorporationBroker
State Registrations1 state
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