AF
CFP
AF
CFP

Alan Jerome Fishman

32 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningBusiness Owners
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
495 advisors
Number of Clients
12,116 clients
Average Client Portfolio
$202K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$50K
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Location

Rosetree Building 2, 1400 N Providence Rd, Suite 3007, Media, PA, 19063

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is a partner and agent at Yorktown Financial Group Inc, selling life, health, disability, annuities, and long-term care insurance, dedicating full-time hours to this role. He is also an insurance agent at Evolution Financial Group, spending about a quarter of his time there, and a member of the special funds committee at Or Ami Synagogue, spending minimal time on this non-investment related activity.

Employment History
Current Registrations
Esi Financial Advisors
March 1999 - Present · 26 yrs 11 mos
Equity Services, INC.Broker
January 1993 - Present · 33 yrs 1 mo
State Registrations16 states
CACTDEFLGAMAMINCNJNYPASCTXUTVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.