Alan Fishman is a CFP-designated registered investment advisor at Esi Financial Advisors, based in Media, PA, with 33 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,116 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors offers investment management through various programs. Fees vary depending on the program chosen and can include platform fees, strategist fees, and service fees.
ESI Illuminations programs charge a platform fee between 0.26% and 0.45% annually, plus strategist fees (0.02%-1.00%) and EFA's service fee (0-2.00%).
American Funds and Schwab Retirement Advisor Services have tiered fees, up to 1.00% annually on the first $1M, decreasing to 0.35% on amounts over $10M.
AssetMark fees are negotiated with the advisor, not to exceed 1.5% annually.
SEI fees are also negotiated, not to exceed 1.75% annually, plus a 0.05% administrative fee.
Location
Rosetree Building 2, 1400 N Providence Rd, Suite 3007, Media, PA, 19063
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is a partner and agent at Yorktown Financial Group Inc, selling life, health, disability, annuities, and long-term care insurance, dedicating full-time hours to this role. He is also an insurance agent at Evolution Financial Group, spending about a quarter of his time there, and a member of the special funds committee at Or Ami Synagogue, spending minimal time on this non-investment related activity.
Employment History
Current Registrations
Esi Financial Advisors
Equity Services, INC.Broker
State Registrations16 states
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