TrueAdvisor
TrueAdvisor
KS
KS

Kenneth Richard Smith

Alden Investment Group
30 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningBusiness Owners
Alden Investment Group
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
41 advisors
Number of Clients
978 clients
Average Client Portfolio
$326K average
Assets Under Management
$319.2M

Fee Structure

Minimum Investment:$25K

Location

West Chester, PA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Kenneth is the Chief Compliance Officer of Compass Financial Advisors, LLC.

Employment History
Current Registrations
Alden Investment Group
July 2022 - Present · 3 yrs 7 mos
Alden Capital
April 2018 - Present · 7 yrs 10 mos
J. Alden Associates, INC.Broker
March 2018 - Present · 7 yrs 11 mos
Compass Financial Advisors, LLC
November 2003 - Present · 22 yrs 3 mos
Previous Registrations
Equalize Capital LLC
March 2019 - December 2022 · 3 yrs 9 mos
Cohen & Company Financial Management, LLC
March 2017 - January 2023 · 5 yrs 10 mos
Dekania Capital Management, LLC
March 2017 - March 2021 · 4 yrs
Bluestone Capital Management, LLC
January 2014 - October 2020 · 6 yrs 9 mos
Mcg Securities LLCBroker
October 2012 - October 2020 · 8 yrs
Commonwealth Advisors, INC.Broker
October 2011 - March 2013 · 1 yr 5 mos
Cohen & Company Securities, LLCBroker
October 2011 - September 2012 · 11 mos
Cohen & Company Capital Markets, LLCBroker
June 2010 - March 2011 · 9 mos
Taberna Securities, LLCBroker
February 2006 - June 2007 · 1 yr 4 mos
Cbt Investment Management, LLC
August 2005 - February 2006 · 6 mos
Cbt Investment Management, INC.
October 2002 - December 2005 · 3 yrs 2 mos
Cohen & Company Securities, LLCBroker
October 2000 - March 2011 · 10 yrs 5 mos
J.P. Morgan Securities INC.Broker
October 1998 - February 2000 · 1 yr 4 mos
Vanguard Marketing CorporationBroker
November 1994 - October 1998 · 3 yrs 11 mos
State Registrations9 states
MAMNNENHNMNVPAVTVirgin Islands
AdvisorBrokerBoth
Exams
No exam information available for this advisor.