Confrence Gbaje
Confrence Gbaje is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 31 years of industry experience. Confrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
40 Wall Street, New York, NY, 10005
Get directionsHistory
Regulatory History (5)
Judgment / Lien
August 2022Judgment / Lien
August 2019Customer Dispute
February 2011Customer Dispute
February 1998Customer Dispute
January 1997Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
Aegis Capital CORP.Broker
Gunnallen Financial, INCBroker
Maxim Group LLCBroker
Investec Ernst & CompanyBroker
Gkn Securities CORP.Broker
Gruntal & CO. IncorporatedBroker
Lew Lieberbaum & CO., INC.Broker
A. R. Baron & CO., INC.Broker
Emanuel and CompanyBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.