CS
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Catherine Kitty Swenson

32 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
37 advisors
Number of Clients
244 clients
Average Client Portfolio
$114.4M average
Assets Under Management
$27.9B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
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Location

505 Wakara Way, 3rd Floor, Salt Lake City, UT, 84108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Catherine is a Director of Client Relations at Wasatch Advisors LP, dedicating nearly full-time hours to this role. She also serves as a Board Member for the National Honors Advisory Board for the University of Utah, spending minimal time on this non-investment related activity.

Employment History
Current Registrations
Alps Distributors, INC.Broker
March 2003 - Present · 22 yrs 11 mos
Wasatch Advisors LP
January 1993 - Present · 33 yrs 1 mo
State Registrations53 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.