Courtland Alex is a registered investment advisor, based in Irvine, CA, with 33 years of industry experience.
Location
9870 Research Drive, Irvine, CA, 92618
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Courtland is an advisor rep of a registered investment advisor (RIA) through Cooper Financial Group DBA Cooper McManus, dedicating full-time hours to this role. He is also an independent insurance agent for various independent insurance companies, spending a few hours per week on this activity, and an owner of Evans Haymond Group, LLC, spending minimal time on this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cooper Mcmanus
Previous Registrations
Securities America, INC.Broker
State Farm Vp Management CORP.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
VALIC Investment Services CompanyBroker
Gateway Investment Services, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.