David Henry is a CFA-designated registered investment advisor at The Patriot Financial Group, LLC, based in Walpole, MA, with 6 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,136 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Patriot Financial Group's investment advisory fees range up to 2.50% annually, depending on the complexity of services, the amount of assets managed, and the overall relationship. Fees are calculated based on month/quarter-end security valuations and billed monthly or quarterly. The Patriot Financial Group includes normal securities transaction fees as part of its overall investment advisory fee through The Patriot Financial Group Wrap Fee Program. Fees may be negotiable.
Location
55 West Street, Suite 201, Walpole, MA, 02081
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David serves on investment committees for Northeast Arc and Essex County Community Foundation, and provides investment consulting services to non-profits through DHK Financial Advisors, taking about half of his time. He also owns rental property and works seasonally at H&R Block preparing taxes.
Employment History
Current Registrations
The Patriot Financial Group, LLC
Previous Registrations
Dhk Financial Advisors INC
Finer Wealth Management, INC.
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations1 state
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