James Beaton Erben

Erben Associates, LLC

33 Years of Experience

BrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningFinancial Planning & CoachingHigh Net Worth

Erben Associates, LLC

Compensation

Fixed/Hourly

Firm Size

7 advisors

Number of Clients

122 clients

Average Client Portfolio

$2.7M average

Assets Under Management

$335.3M

Fee Structure

Location

300 Beardsley Lane, Bldg. D, Suite 200, Austin, TX, 78746

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

James is appointed with various outside insurance carriers for brokering non-registered insurance products through Erben Associates LLC. He is also involved in several other business activities, including real estate, speaking engagements, and business development, taking about a quarter of his time for Erben Associates LLC and EA M&A LLC.

Employment History

Current Registrations

Erben Associates, LLC

February 2011 - Present · 15 yrs

M Holdings Securities, INC.Broker

June 2009 - Present · 16 yrs 8 mos

Previous Registrations

Erben Associates, LLC

February 2009 - December 2010 · 1 yr 10 mos

Eagle Strategies LLC

November 1999 - June 2009 · 9 yrs 7 mos

Nylife Securities LLCBroker

December 1992 - June 2009 · 16 yrs 6 mos

State Registrations23 states

CACOCTDEFLGAILMAMIMOMTNCNENJNMNYOKORPASCTXVAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.