Alana M Jennings

Trueplan Benefit and Retirement Advisors

20 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement PlanningInvestment Management

Trueplan Benefit and Retirement Advisors

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

7 advisors

Number of Clients

48 clients

Average Client Portfolio

$94.8M average

Assets Under Management

$4.6B

Fee Structure

Financial Planning:Investment management only

Location

Slingerlands, NY

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Trueplan Benefit and Retirement Advisors

August 2024 - Present · 1 yr 6 mos

Healthcare Community Securities CORP.

March 2024 - Present · 1 yr 11 mos

Healthcare Community Securities CORP.Broker

March 2024 - Present · 1 yr 11 mos

Previous Registrations

MML Investors Services, LLCBroker

October 2021 - March 2024 · 2 yrs 5 mos

Pentegra Distributors INC.Broker

March 2020 - October 2020 · 7 mos

Transamerica Investors Securities CorporationBroker

March 2018 - July 2018 · 4 mos

LPL Financial LLCBroker

March 2011 - September 2014 · 3 yrs 6 mos

Tiaa-Cref Advice and Planning Services

April 2010 - September 2010 · 5 mos

Tiaa-Cref Individual & Institutional Services, LLCBroker

April 2010 - September 2010 · 5 mos

Nrp Advisors, INC.

July 2008 - February 2010 · 1 yr 7 mos

Nrp Financial, INC.Broker

February 2008 - February 2010 · 2 yrs

First Albany CorporationBroker

October 1999 - September 2002 · 2 yrs 11 mos

Sunamerica Capital Services, INC.Broker

July 1997 - November 1999 · 2 yrs 4 mos

Sunamerica Securities, INC.Broker

May 1996 - July 1997 · 1 yr 2 mos

Putnam Mutual Funds CORP.Broker

October 1992 - March 1996 · 3 yrs 5 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.