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KM
KM

Keith Joseph Mcgrath

Regal Advisory Services, INC.
32 Years of Experience
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Regal Advisory Services, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
285 clients
Average Client Portfolio
$398K average
Assets Under Management
$113.5M

Fee Structure

Location

2640 Highway 70, Building 8, Suite 102, Manasquan, NJ, 08736

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1998
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Keith works as an insurance agent selling fixed, indexed, and variable insurance products through Prudential, dedicating a few hours per week. He is also a part owner of McGrath Financial Services LLC, a holding company, spending minimal time on this.

Employment History
Current Registrations
Regal Advisory Services, INC.
July 2017 - Present · 8 yrs 7 mos
Regal Securities, INC.Broker
January 2013 - Present · 13 yrs 1 mo
Previous Registrations
Jhs Capital Advisors, LLCBroker
April 2012 - December 2012 · 8 mos
Paulson Investment Company, INC.Broker
September 2002 - April 2012 · 9 yrs 7 mos
Schneider Securities, INC.Broker
December 2001 - September 2002 · 9 mos
Global Capital Securities CorporationBroker
March 1995 - December 2001 · 6 yrs 9 mos
Thomas James Associates, INC.Broker
December 1993 - March 1995 · 1 yr 3 mos
State Registrations9 states
AZCACOFLLANJNYTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.