AC
ChFC
AC
ChFC

Andrea Patricia Carpenter

33 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
238 advisors
Number of Clients
14,112 clients
Average Client Portfolio
$397K average
Assets Under Management
$5.6B

Fee Structure

Minimum Investment:$5K
Financial Planning:Investment management only
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Location

306 Prosperity Road, Suite 101, Knoxville, TN, 37923

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrea operates under the DBA Prosperity Partners Wealth Management LLC and is an independent representative with various carriers for fixed insurance products. She is also an educator with the Association of Financial Educators.

Employment History
Current Registrations
Geneos Wealth Management, INC.
January 2021 - Present · 5 yrs 1 mo
Geneos Wealth Management, INC.Broker
January 2021 - Present · 5 yrs 1 mo
Previous Registrations
U.S. Bancorp Investments, INC.
September 2012 - January 2021 · 8 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
September 2012 - January 2021 · 8 yrs 4 mos
Gwn Securities INC.Broker
November 2006 - September 2012 · 5 yrs 10 mos
Gwn Securities INC.
November 2006 - September 2012 · 5 yrs 10 mos
American General Securities Incorporated
June 2005 - November 2006 · 1 yr 5 mos
American General Securities IncorporatedBroker
May 2005 - November 2006 · 1 yr 6 mos
Oneamerica Securities, INC.Broker
July 2003 - June 2005 · 1 yr 11 mos
Pruco Securities CorporationBroker
December 2001 - July 2003 · 1 yr 7 mos
Uvest Investment ServicesBroker
May 2001 - November 2001 · 6 mos
Pfic Securities CorporationBroker
March 1999 - May 2001 · 2 yrs 2 mos
Pruco Securities CorporationBroker
October 1992 - April 1999 · 6 yrs 6 mos
State Registrations8 states
ALAZGAKYSCTNVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrea Patricia Carpenter - Financial Advisor | TrueAdvisor