Patrick Prato is a registered investment advisor, based in Cleveland, OH, with 30 years of industry experience.
Location
1301 East 9th Street, Suite 2900, Cleveland, OH, 44114-3179
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Patrick is the Executive Vice President and Head of Advisor Distribution for Platforms at Boyd Watterson Asset Management. He dedicates a full-time commitment to this asset management role.
Employment History
Current Registrations
Quasar Distributors, LLCBroker
April 2024 - Present · 2 yrs
Quasar Distributors, LLC
April 2024 - Present · 2 yrs
Boyd Watterson Asset Management, LLC
November 2017 - Present · 8 yrs 5 mos
Previous Registrations
Northern Lights Distributors, LLCBroker
January 2018 - March 2023 · 5 yrs 2 mos
Alps Distributors, INC.Broker
November 2015 - September 2017 · 1 yr 10 mos
Unified Financial Securities, INC.Broker
April 2014 - October 2015 · 1 yr 6 mos
Innovation Partners LLCBroker
November 2012 - July 2013 · 8 mos
Persimmon Capital Management LP
August 2011 - October 2012 · 1 yr 2 mos
Alps Distributors, INC.Broker
September 2009 - April 2011 · 1 yr 7 mos
Old Mutual Capital
June 2009 - July 2009 · 1 mo
Old Mutual Investment PartnersBroker
December 2004 - July 2009 · 4 yrs 7 mos
Ing Funds Distributor, LLCBroker
June 2004 - November 2004 · 5 mos
Aig Sunamerica Capital Services, INC.Broker
April 1998 - June 2004 · 6 yrs 2 mos
New England Funds, L.P.Broker
June 1996 - June 1997 · 1 yr
The Dreyfus Service CorporationBroker
August 1995 - June 1996 · 10 mos
Premier Mutual Fund Services, INC.Broker
February 1995 - August 1995 · 6 mos
Funds Distributor, INC.Broker
April 1993 - February 1995 · 1 yr 10 mos
State Registrations37 states
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Exams
No exam information available for this advisor.