Don Matthew Silk

CFP · ChFC

LPL Financial LLC

33 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning

LPL Financial LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

26657 advisors

Number of Clients

1,676,192 clients

Average Client Portfolio

$369K average

Assets Under Management

$618.9B

Fee Structure

Minimum Investment:$1K

Location

133 Brock St, Rochester, NH, 03867

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2003

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Don sells non-variable insurance products, including life insurance, fixed annuities, and long-term care insurance, dedicating minimal time to this. He is also a registered investment advisor with Northeast Planning Associates, spending minimal time providing financial planning services.

Employment History

Current Registrations

LPL Financial LLC

July 2007 - Present · 18 yrs 7 mos

LPL Financial LLCBroker

July 2007 - Present · 18 yrs 7 mos

Northeast Planning Associates, INC.

July 2004 - Present · 21 yrs 7 mos

Previous Registrations

Mutual Service Corporation

January 2004 - September 2004 · 8 mos

Mutual Service CorporationBroker

November 2003 - December 2007 · 4 yrs 1 mo

Veravest Investment Advisors, INC.

November 1996 - November 2003 · 7 yrs

Veravest Investments, INC.Broker

September 1992 - November 2003 · 11 yrs 2 mos

State Registrations28 states

ARAZCACTDCFLGAIAIDILINMAMDMEMOMTNCNHNYOHORPASCTXUTVAVTWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.