Alvin Smith is a registered investment advisor at Vision401k, based in Brentwood, TN, with 32 years of industry experience. Alvin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
205 Powell Place, Suite 358, Brentwood, TN, 37027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alvin is a managing partner and IAR at Vision Asset Management and a registered representative and IAR at Silver Oak Securities. He also sells annuities, medicare, and life insurance through Vision Financial LLC, taking nearly full-time hours, and sells insurance through Charles M. Moore Insurance for a few hours per week.
Employment History
Current Registrations
Vision401k
Silver Oak Securities, IncorporatedBroker
Silver Oak Securities, INC.
Previous Registrations
J P Turner & Company Capital Management, LLC
J.P. Turner & Company, L.L.C.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Sterne Agee Investment Advisors, INC.
Sterne Agee Financial Services, INC.Broker
Stephens INC.
Stephens INC.Broker
Morgan Keegan & Company, INC.Broker
Trans Financial Investment Services, INC.Broker
Investment Management & Research, INCBroker
Dean Witter Reynolds INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.