Dennis Rastislav Klimes

Clearwater Advisors, LLC

27 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Clearwater Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

7 advisors

Number of Clients

33 clients

Average Client Portfolio

$137.1M average

Assets Under Management

$4.5B

Fee Structure

Financial Planning:Investment management only

Location

Bloomfield Township, MI

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Clearwater Advisors, LLC

September 2021 - Present · 4 yrs 5 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

October 2020 - September 2021 · 11 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

September 2020 - September 2021 · 1 yr

Morgan StanleyBroker

June 2009 - January 2015 · 5 yrs 7 mos

Morgan Stanley

June 2009 - January 2015 · 5 yrs 7 mos

Salomon Brothers INC.Broker

June 1998 - September 1998 · 3 mos

Citigroup Global Markets INC.

January 1995 - June 2009 · 14 yrs 5 mos

Citigroup Global Markets INC.Broker

December 1994 - June 2009 · 14 yrs 6 mos

Kidder, Peabody & CO. IncorporatedBroker

October 1992 - December 1994 · 2 yrs 2 mos

State Registrations4 states

CAIDMIWA

Advisor

Exams

No exam information available for this advisor.