Cary M Allison

Kera Capital Partners

33 Years of Experience

2 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth

Kera Capital Partners

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

11 advisors

Number of Clients

282 clients

Average Client Portfolio

$2.9M average

Assets Under Management

$808.1M

Fee Structure

Minimum Investment:$300K

Financial Planning:Investment management only

Location

1760 the Alameda, San Jose, CA, 95126

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2004

Denied

Customer Dispute

March 2003

Award / Judgment

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Cary works as an insurance broker for Highland Capital Brokerage, selling insurance products for commission, dedicating minimal time to this activity. Cary also has an investment-related trust since 2022, spending minimal time on it.