Cary Allison
Cary Allison is a registered investment advisor at Kera Capital Partners, based in San Jose, CA, with 33 years of industry experience. Cary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 306 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kera Capital Partners charges a monthly fee for investment management, calculated as a percentage of your account's average daily balance. The maximum annual fee is 1.25%. The exact fee is agreed upon in writing. Fees may be lower for employees and their families. You can negotiate the fee. Your custodian will deduct the fee directly from your account. You can end the agreement with written notice.
Location
1760 the Alameda, San Jose, CA, 95126
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Regulatory History (2)
Customer Dispute
September 2004Customer Dispute
March 2003Other Business ActivitiesSells Insurance
Cary works as an insurance broker for Highland Capital Brokerage, selling insurance products for commission, dedicating minimal time to this activity. Cary also has an investment-related trust since 2022, spending minimal time on it.
Employment History
Current Registrations
Kera Capital Partners
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
U.S. Bancorp Piper Jaffray INC.Broker
Painewebber IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.