Bobby Joe Boyd

Prospera Financial Services, INC.

33 Years of Experience

2 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax Planning

Prospera Financial Services, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

275 advisors

Number of Clients

15,632 clients

Average Client Portfolio

$628K average

Assets Under Management

$9.8B

Fee Structure

Minimum Investment:None

Location

5429 Lbj Freeway, Suite 750, Dallas, TX, 75240

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

October 2019

Judgment / Lien

September 2017

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Other Business Activities

Bobby assists his wife with her internet sales business, Little Owl Products. This activity is not investment related and takes minimal time.

Employment History

Current Registrations

Prospera Financial Services, INC.Broker

January 2007 - Present · 19 yrs 1 mo

Prospera Financial Services, INC.

January 2007 - Present · 19 yrs 1 mo

Previous Registrations

Wells Fargo Investments, LLCBroker

September 2004 - January 2007 · 2 yrs 4 mos

Wells Fargo Investments, LLC

September 2004 - January 2007 · 2 yrs 4 mos

Morgan Stanley

October 1992 - September 2004 · 11 yrs 11 mos

Morgan Stanley Dw INC.Broker

September 1992 - September 2004 · 12 yrs

State Registrations7 states

AZCACOKSNMOKTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.