Anthony Pondel
Anthony Pondel is a CFP-designated registered investment advisor at Northrock Partners, LLC, based in Minneapolis, MN, with 33 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,698 clients with $6.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NorthRock Partners manages investment portfolios for clients, charging a fee based on a percentage of the assets they manage. This fee generally ranges from 0.50% to 1.25% per year, depending on the size and complexity of the client relationship. For assets held at Charles Schwab or Fidelity and managed directly by NorthRock, an additional 0.25% is charged to cover brokerage and transaction fees, bringing the total fee to 0.75% - 1.50% annually. Some clients are billed in arrears, with fees ranging from 0.45% to 0.90% based on the amount of assets managed.
Location
225 South Sixth Street, Suite 1400, Minneapolis, MN, 55402
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2009Other Business ActivitiesSells Insurance
Anthony owns a farm in Ohio that produces crop rent and tree sales, dedicating minimal time. He is also an agent for non-variable insurance, spending minimal time on this activity as well.
Employment History
Current Registrations
Northrock Partners, LLC
Previous Registrations
LPL Financial LLC
Private Advisor Group, LLC
Tony Pondel, Certified Financial Planner, P.C.
LPL Financial LLC
LPL Financial LLCBroker
Dreher & Associates, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.