DM
DM

David Martin

32 Years of Experience
Broker

David Martin is a registered investment advisor, based in Los Angeles, CA, with 32 years of industry experience.

Location

11100 Santa Monica Blvd, Suite 1700, Los Angeles, CA, 90025-0449

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Foreside Financial Services, LLCBroker
October 2025 - Present · 6 mos
Foreside Financial Services, LLC
October 2025 - Present · 6 mos
Aristotle Capital Management, LLC
October 2025 - Present · 6 mos
Previous Registrations
Amundi Asset Management US, INC.
January 2021 - April 2025 · 4 yrs 3 mos
Amundi Pioneer Institutional Asset Management, INC.
November 2012 - December 2020 · 8 yrs 1 mo
Amundi Distributor US, INC.Broker
November 2012 - April 2025 · 12 yrs 5 mos
Putnam Investment Management, LLC
March 2008 - September 2012 · 4 yrs 6 mos
Putnam Investment Management, LLC
March 2003 - March 2008 · 5 yrs
Putnam Retail Management Limited PartnershipBroker
March 2002 - September 2012 · 10 yrs 6 mos
Oppenheimerfunds Distributor, INC.Broker
April 1994 - December 2001 · 7 yrs 8 mos
MML Investors Services, INC.Broker
August 1992 - January 1994 · 1 yr 5 mos
State Registrations6 states
CACOMTNMUTWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
David Martin - Financial Advisor | TrueAdvisor