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Richard Kenneth Roscelli

12 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
9 advisors
Number of Clients
242 clients
Average Client Portfolio
$437K average
Assets Under Management
$105.8M

Fee Structure

Minimum Investment:$100K
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Location

2520 Northwinds Parkway, Suite 309, Alpharetta, GA, 30009

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is an insurance producer with Belpointe Insurance, LLC since 2017, selling insurance products. This activity requires a few hours per week.

Employment History
Current Registrations
Cardea Capital Advisors, LLC
February 2024 - Present · 2 yrs
Previous Registrations
Compound Planning
July 2022 - May 2024 · 1 yr 10 mos
Belpointe Asset Management LLC
January 2017 - July 2022 · 5 yrs 6 mos
National Asset Management, INC.
January 2016 - June 2016 · 5 mos
National Securities CorporationBroker
November 2015 - June 2016 · 7 mos
Cathay Consultants LTD.
September 2014 - November 2015 · 1 yr 2 mos
Great Pacific Wealth Management
December 2013 - September 2014 · 9 mos
Summitalliance Securities, L.L.C.Broker
February 2012 - May 2012 · 3 mos
The Wealthcare Center
December 2011 - June 2012 · 6 mos
VisionBroker
December 2009 - October 2010 · 10 mos
Metlife Securities INC.Broker
August 1992 - January 1993 · 5 mos
Metropolitan Life Insurance CompanyBroker
August 1992 - January 1993 · 5 mos
State Registrations1 state
GA
Advisor
Exams
No exam information available for this advisor.