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Andrew Nelson

32 Years of Experience
Chicago, IL
Broker

Andrew Nelson is a registered investment advisor, based in Chicago, IL, with 32 years of industry experience.

Location

500 W. Madison Street, Suite 500, Chicago, IL, 60661

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew works as a Fixed Income Director at PT Asset Management, an investment-related asset management firm. This role takes up a full-time commitment, with most of his time spent during trading hours.

Employment History
Current Registrations
Alps Distributors, INC.
February 2025 - Present · 1 yr 2 mos
Alps Distributors, INC.Broker
February 2025 - Present · 1 yr 2 mos
Pt Asset Management, LLC
October 2018 - Present · 7 yrs 6 mos
Previous Registrations
Performance Trust Capital Partners, LLCBroker
October 2018 - January 2025 · 6 yrs 3 mos
Destra Capital Advisors LLC
July 2018 - October 2018 · 3 mos
Destra Capital Investments LLCBroker
August 2017 - October 2018 · 1 yr 2 mos
Deutsche Am Distributors, INC.Broker
May 2003 - January 2017 · 13 yrs 8 mos
Pioneer Funds Distributor, INC.Broker
April 2002 - May 2003 · 1 yr 1 mo
Putnam Retail Management Limited PartnershipBroker
December 1992 - April 2002 · 9 yrs 4 mos
State Registrations8 states
CTILMAMENHNYRIVT
AdvisorBroker

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Exams
No exam information available for this advisor.
Andrew Nelson - Financial Advisor | TrueAdvisor