Paul Phillips is a registered investment advisor at Synergy Asset Management, LLC, based in Vancouver, WA, with 29 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,148 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees may be negotiable. Some existing clients may pay higher or lower fees than new clients.
Fee Estimator
Location
13215 SE Mill Plain Blvd, Suite C8-321, Vancouver, WA, 98684
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Paul owns real estate and intellectual property, receiving payments from the sale of old firms. He also serves as a FINRA arbitrator, dedicating a few hours per week, and leases intellectual property to nonprofits.
Employment History
Current Registrations
Synergy Asset Management, LLC
Previous Registrations
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
TD Ameritrade Investment Management, LLC
Peak Securities CorporationBroker
Second Look Financial, LLC.
Brokersxpress LLCBroker
Synergy Investment Group, LLCBroker
Triad Advisors, INC.Broker
Cue
CueBroker
A.B. Watley, INC.Broker
Charles Schwab & CO., INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.