BS
CFP
BS
CFP

Brian Sherman

31 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
171 advisors
Number of Clients
43,868 clients
Average Client Portfolio
$136K average
Assets Under Management
$6.0B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K0.50%
$100K - $300K0.40%
$300K - $500K0.30%
$500K+0.20%

Fee schedule may be waived or discounted by agreement between MissionSquare and the Plan Sponsor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

777 North Capitol Street NE, Suite 600, Washington, DC, 20002-4240

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Brian owns an accounting and tax preparation business since 2018, dedicating about 10-20% of his time to it. He also owns rental property since 2003, spending minimal time on maintenance and management.

Employment History
Current Registrations
Missionsquare Retirement
March 2025 - Present · 11 mos
Missionsquare Investment ServicesBroker
March 2025 - Present · 11 mos
Missionsquare Investment Services
March 2025 - Present · 11 mos
Previous Registrations
Avantax Advisory Services
March 2018 - March 2025 · 7 yrs
Avantax Investment Services, INC.Broker
February 2018 - March 2025 · 7 yrs 1 mo
Citigroup Global Markets INC.
February 2017 - March 2018 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
January 2017 - March 2018 · 1 yr 2 mos
H.D. Vest Advisory Services, INC
February 2016 - February 2017 · 1 yr
Hd Vest Investment ServicesBroker
January 2016 - February 2017 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2014 - February 2016 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2014 - February 2016 · 1 yr 3 mos
AXA Advisors, LLC
December 2008 - November 2014 · 5 yrs 11 mos
AXA Advisors, LLCBroker
April 2008 - November 2014 · 6 yrs 7 mos
H.D. Vest Investment ServicesBroker
August 2007 - February 2008 · 6 mos
World Group Securities, INC.Broker
March 2005 - November 2006 · 1 yr 8 mos
Metlife Securities INC.Broker
July 2004 - October 2004 · 3 mos
Metropolitan Life Insurance CompanyBroker
July 2004 - October 2004 · 3 mos
C. J. M. Planning CORP.Broker
January 2004 - July 2004 · 6 mos
Pruco Securities CorporationBroker
August 1998 - December 2003 · 5 yrs 4 mos
Wma Securities, INC.Broker
June 1995 - December 1997 · 2 yrs 6 mos
Mds Securities IncorporatedBroker
March 1995 - April 1995 · 1 mo
C. J. M. Planning CORP.Broker
May 1994 - March 1995 · 10 mos
Marketing One Securities, INC.Broker
July 1993 - May 1994 · 10 mos
C. J. M. Planning CORP.Broker
August 1992 - August 1993 · 1 yr
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.