DS
CFA
DS
CFA

Douglas Alan Sandler

32 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
29 advisors
Number of Clients
977 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

1214 East Cary Street, Richmond, VA, 23219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas is the Vice Chairman of RiverFront Investment Group, a Registered Representative for ALPS Distributors, and a Board Member for Trolley Ventures Fund. He also works as a ski instructor at Wintergreen Resort and is a member of the Investment Committee for Heart of Steamboat United Methodist Church.

Employment History
Current Registrations
Alps Distributors, INC.Broker
March 2010 - Present · 15 yrs 11 mos
Alps Distributors, INC.
March 2010 - Present · 15 yrs 11 mos
Riverfront Investment Group, LLC
March 2008 - Present · 17 yrs 11 mos
Previous Registrations
Wachovia Securities, LLCBroker
October 1999 - April 2008 · 8 yrs 6 mos
Wachovia Securities, LLC
October 1999 - April 2008 · 8 yrs 6 mos
First Union Capital Markets CORP.Broker
May 1993 - October 1999 · 6 yrs 5 mos
State Registrations2 states
NCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.