BS
CFP
BS
CFP

Brad Douglas Stein

33 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

45 Wyntre Brooke Drive, York, PA, 17403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brad is doing business as The Financial Advisory Group Ltd, and provides financial planning and consulting services through The Financial Advisory Group. He also owns rental real estate and is an agent for non-variable insurance, though he spends no time on the insurance activity.

Employment History
Current Registrations
LPL Financial LLC
March 2011 - Present · 14 yrs 11 mos
The Financial Advisory Group
August 2003 - Present · 22 yrs 6 mos
LPL Financial LLC
April 2000 - Present · 25 yrs 10 mos
LPL Financial LLCBroker
April 2000 - Present · 25 yrs 10 mos
Previous Registrations
Capital Financial Planning CORP
January 1996 - May 2003 · 7 yrs 4 mos
Cadaret, Grant & CO., INC.Broker
January 1994 - April 2000 · 6 yrs 3 mos
Pruco Securities CorporationBroker
January 1993 - February 1994 · 1 yr 1 mo
Tamaron Investments, INC.Broker
August 1992 - November 1992 · 3 mos
Hibbard Brown & CO., INC.Broker
August 1992 - October 1992 · 2 mos
State Registrations28 states
AZCACODEFLGAHIKYMAMDMOMTNCNJNVNYOHOKORPASCTNTXUTVAVTWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.