Brad Stein is a CFP-designated registered investment advisor at LPL Financial LLC, based in York, PA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
45 Wyntre Brooke Drive, York, PA, 17403
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brad is doing business as The Financial Advisory Group Ltd, and provides financial planning and consulting services through The Financial Advisory Group. He also owns rental real estate and is an agent for non-variable insurance, though he spends no time on the insurance activity.
Employment History
Current Registrations
LPL Financial LLC
The Financial Advisory Group
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital Financial Planning CORP
Cadaret, Grant & CO., INC.Broker
Pruco Securities CorporationBroker
Tamaron Investments, INC.Broker
Hibbard Brown & CO., INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.