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DZ
DZ

David Jon Zupek

Concorde Asset Management, LLC
33 Years of Experience
6 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Concorde Asset Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
75 advisors
Number of Clients
3,253 clients
Average Client Portfolio
$151K average
Assets Under Management
$489.9M

Fee Structure

Minimum Investment:$20K
Financial Planning:Investment management only

Location

3909 Research Park Drive, Suite 200, Ann Arbor, MI, 48108

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020
Settled
Customer Dispute
September 2019
Settled
Customer Dispute
March 2014
Settled
Customer Dispute
August 2010
Settled
Customer Dispute
October 2008
Settled
Customer Dispute
February 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an independent consultant at Foremost Financial Planning, Inc. focusing on tax planning and occasionally servicing life insurance accounts, and is the founder of Tada Wealth Advisors, Inc. He also works as an Investment Advisor Rep at Concorde Asset Management Inc and provides insurance services through Concorde Insurance Agency, and owns DJZ Better Health Solutions, an alternative health business.

Employment History
Current Registrations
Concorde Asset Management, LLC
October 2012 - Present · 13 yrs 4 mos
Concorde Investment Services, LLC
October 2012 - Present · 13 yrs 4 mos
Concorde Investment Services, LLCBroker
October 2012 - Present · 13 yrs 4 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
April 2012 - October 2012 · 6 mos
Cambridge Investment Research Advisors, INC.
April 2012 - October 2012 · 6 mos
Annex Wealth Management, LLC
October 2010 - April 2012 · 1 yr 6 mos
H. Beck, INC.Broker
October 2010 - April 2012 · 1 yr 6 mos
H. Beck, INC.
October 2010 - October 2010 · 0 mos
Ing Financial Partners, INC
April 2002 - October 2010 · 8 yrs 6 mos
Ing Financial Partners, INC.Broker
April 2002 - October 2010 · 8 yrs 6 mos
Sii Investments, INC.
April 2000 - April 2002 · 2 yrs
Sii Investments, INC.Broker
February 2000 - April 2002 · 2 yrs 2 mos
Ffp Securities, INC.Broker
April 1994 - February 2000 · 5 yrs 10 mos
Sunamerica Securities, INC.Broker
January 1994 - April 1994 · 3 mos
Ffp Securities, INC.Broker
April 1993 - December 1993 · 8 mos
Intersecurities, INC.Broker
January 1993 - April 1993 · 3 mos
Intersecurities, INC.Broker
June 1992 - December 1992 · 6 mos
State Registrations4 states
AZFLIAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David Jon Zupek - Financial Advisor | TrueAdvisor