David Zupek
David Zupek is a registered investment advisor at Concorde Asset Management, LLC, based in Ann Arbor, MI, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 3,253 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Concorde Asset Management offers investment management services with fees that are negotiable. The fees do not include platform fees and custodial expenses. Total fees to your representative typically range from 1% to 2% and can only be changed with your approval in advance.
Fees for Discretionary Investment Management accounts can reach a maximum of 2.25% annually, including platform fees. This fee covers the representative's fee, the subadvisor or model manager's fee, and the overlay platform fee. Custodian fees are separate.
Location
3909 Research Park Drive, Suite 200, Ann Arbor, MI, 48108
Get directionsHistory
Regulatory History (6)
Customer Dispute
April 2020Customer Dispute
September 2019Customer Dispute
March 2014Customer Dispute
August 2010Customer Dispute
October 2008Customer Dispute
February 2004Other Business ActivitiesSells Insurance
David is an independent consultant at Foremost Financial Planning, Inc. focusing on tax planning and occasionally servicing life insurance accounts, and is the founder of Tada Wealth Advisors, Inc. He also works as an Investment Advisor Rep at Concorde Asset Management Inc and provides insurance services through Concorde Insurance Agency, and owns DJZ Better Health Solutions, an alternative health business.
Employment History
Current Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLCBroker
Concorde Investment Services, LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Annex Wealth Management, LLC
H. Beck, INC.Broker
H. Beck, INC.
Ing Financial Partners, INC.Broker
Ing Financial Partners, INC
Sii Investments, INC.
Sii Investments, INC.Broker
Ffp Securities, INC.Broker
Sunamerica Securities, INC.Broker
Ffp Securities, INC.Broker
Intersecurities, INC.Broker
Intersecurities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.