Mark Lamb is a registered investment advisor at Vector Financial Solutions, INC., based in Escondido, CA, with 31 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 133 clients with $61M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.35% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.95% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.30% |
Fee is negotiable based on the size of the account; you may aggregate accounts to achieve a lower fee. You will not be charged a total management fee over the 2% industry average.
Fee Estimator
Location
139 East 3rd Ave, Escondido, CA, 92025
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark works in sales at Alta Vista Insurance, a health insurance agency, since 2018. He dedicates a few hours per week quoting and selling workers comp, general liability, and property insurance.
Employment History
Current Registrations
Vector Financial Solutions, INC.
Previous Registrations
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Signator Investors, INC.
Signator Investors, INC.
Signator Investors, INC.Broker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Keystone Capital CorporationBroker
Keystone Capital Corporation
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
Liberty Securities CorporationBroker
I.C.R. Financial Center, INC.Broker
Fimco Securities Group, INC.Broker
Smith Barney INC.Broker
International Securities Group, INC.Broker
Jack White & Company, INC.Broker
Rose Securities CorporationBroker
Great Western Financial Securities CorporationBroker
Painewebber IncorporatedBroker
Rose Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.