TrueAdvisor
TrueAdvisor
ER
ER

Edman Alicea Rodriguez

Popular Securities, LLC
33 Years of Experience
15 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEducation Planning
Popular Securities, LLC
Compensation
Fee-Only (AUM)
Firm Size
56 advisors
Number of Clients
2,120 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$50K

Location

208 Ponce de Leon Ave, POPULAR CENTER Suite 1200, San Juan, PR, 00918

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History

Regulatory History (15)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2021
Settled
Customer Dispute
August 2019
Settled
Customer Dispute
January 2019
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
September 2018
Settled
Customer Dispute
November 2017
Settled
Customer Dispute
July 2017
Settled
Customer Dispute
May 2017
Settled
Customer Dispute
October 2016
Settled
Customer Dispute
May 2014
Settled
Customer Dispute
September 2010
Denied
Customer Dispute
January 2003
Closed-No Action
Customer Dispute
June 1999
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Edman is a full-time employee at Popular Risk, an insurance broker, since October 2020. His compensation is salary-based.

Employment History
Current Registrations
Popular Securities, LLC
September 2011 - Present · 14 yrs 5 mos
Popular Securities, LLCBroker
August 2011 - Present · 14 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
June 2005 - August 2011 · 6 yrs 2 mos
Wells Fargo Advisors, LLCBroker
July 2003 - August 2011 · 8 yrs 1 mo
Prudential Securities IncorporatedBroker
April 1993 - July 2003 · 10 yrs 3 mos
American Express Financial Advisors INC.Broker
September 1992 - March 1993 · 6 mos
Ids Life Insurance CompanyBroker
September 1992 - March 1993 · 6 mos
State Registrations4 states
FLPRTXVirgin Islands
AdvisorBrokerBoth
Exams
No exam information available for this advisor.