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Chris Nelson

Nfsg Corporation
33 Years of Experience
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Chris Nelson is a registered investment advisor at Nfsg Corporation, based in Boca Raton, FL, with 33 years of industry experience. Chris operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,096 clients with $1.1B in assets under management.

Nfsg Corporation
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
73 advisors
Number of Clients
3,096 clients
Average Client Portfolio
$350K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fee is up to 2%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2004
Final
Customer Dispute
October 2002
Settled
Employment Separation After Allegations
March 2002
Criminal
November 1990
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Chris works as an insurance agent for IT Financial, selling various insurance products and dedicating a few hours per week to this role. Chris also manages Valburg Sky Ranch, a pheasant hunting camp, spending about 10-20% of his time guiding hunters and maintaining the property.

Employment History
Current Registrations
Nfsg Corporation
July 2018 - Present · 7 yrs 9 mos
Newbridge Securities CorporationBroker
July 2018 - Present · 7 yrs 9 mos
Previous Registrations
Questar Asset Management, INC.
May 2013 - June 2018 · 5 yrs 1 mo
Questar Capital CorporationBroker
May 2013 - June 2018 · 5 yrs 1 mo
Woodbury Financial Services, INC.
July 2008 - May 2013 · 4 yrs 10 mos
Woodbury Financial Services, INC.Broker
July 2008 - May 2013 · 4 yrs 10 mos
Pfg Financial Advisors Network
March 2006 - July 2008 · 2 yrs 4 mos
Walnut Street Securities, INC.Broker
May 2002 - July 2008 · 6 yrs 2 mos
Pruco Securities CorporationBroker
June 1992 - April 2002 · 9 yrs 10 mos
State Registrations9 states
AZFLIAMNMONDNESDWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.