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Alan Scott Alderfer

32 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
390 advisors
Number of Clients
18,377 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$39.8B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
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Location

122 W Market St, Warsaw, IN, 46580-2812

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan sells fixed life insurance since 2004 and is involved with Alderfer, Bergen & Company as a DBA for LPL business. He also owns Alderfer Investments, INC for tax/investment purposes and Alderfer Bergen Real Estate for real estate rentals, and is a board member of the Kosciusko County Alcoholic Beverage Commission.

Employment History
Current Registrations
Beacon Pointe Advisors, LLC
August 2025 - Present · 6 mos
Previous Registrations
LPL Financial LLC
June 1999 - August 2025 · 26 yrs 2 mos
LPL Financial LLCBroker
June 1999 - August 2025 · 26 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1995 - June 1999 · 3 yrs 6 mos
Edward D. Jones & CO., L.P.Broker
April 1993 - December 1995 · 2 yrs 8 mos
State Registrations2 states
INTX
Advisor
Exams
No exam information available for this advisor.