DM
DM

Daniel John Mcwilliams

33 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
45 advisors
Number of Clients
4,416 clients
Average Client Portfolio
$205K average
Assets Under Management
$905.4M

Fee Structure

Financial Planning:Included in AUM fee
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Location

80 State Street, Albany, NY, 12207

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daniel is an Investment Advisor Representative (IAR) with PKS Advisory Services LLC DBA Michigan Securities, spending full-time providing investment advice. He is also an insurance agent with PKSF, dedicating about 10-20% of his time to providing insurance advice, and sells/services fixed annuities and life insurance, spending a few hours per week on this activity. Finally, Daniel is the treasurer for Boy Scout Troop 1491, spending minimal time on this role.

Employment History
Current Registrations
Pks Advisory Services, LLC
June 2020 - Present · 5 yrs 8 mos
Purshe Kaplan Sterling InvestmentsBroker
June 2020 - Present · 5 yrs 8 mos
Previous Registrations
Michigan Advisors, INC
February 2016 - July 2020 · 4 yrs 5 mos
Michigan Securities, INC.Broker
August 2000 - July 2020 · 19 yrs 11 mos
Meadowbrook Securities INC.Broker
July 2000 - August 2000 · 1 mo
Sigma Financial CorporationBroker
March 1999 - July 2000 · 1 yr 4 mos
Apex Capital, L.L.C.Broker
January 1998 - March 1999 · 1 yr 2 mos
East - West Capital CorporationBroker
May 1997 - December 1997 · 7 mos
Mariner Financial Services, INC.Broker
June 1992 - May 1997 · 4 yrs 11 mos
State Registrations22 states
AZCACOCTFLGAILINMAMDMEMIMONCNYOHORTNTXVAVTWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Daniel John Mcwilliams - Financial Advisor | TrueAdvisor