Daniel Mcwilliams is a registered investment advisor, based in Albany, NY, with 33 years of industry experience.
Location
80 State Street, Albany, NY, 12207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Daniel is an Investment Advisor Representative (IAR) with PKS Advisory Services LLC DBA Michigan Securities, spending full-time providing investment advice. He is also an insurance agent with PKSF, dedicating about 10-20% of his time to providing insurance advice, and sells/services fixed annuities and life insurance, spending a few hours per week on this activity. Finally, Daniel is the treasurer for Boy Scout Troop 1491, spending minimal time on this role.
Employment History
Current Registrations
Pks Advisory Services, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Michigan Advisors, INC
Michigan Securities, INC.Broker
Meadowbrook Securities INC.Broker
Sigma Financial CorporationBroker
Apex Capital, L.L.C.Broker
East - West Capital CorporationBroker
Mariner Financial Services, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.