Earl Rideau is a registered investment advisor at LPL Financial LLC, based in Napa, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1219 Coombs Street Ste B, Napa, CA, 94559
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Earl has multiple business activities, including Earl B Rideau, LLC and Earl B. Rideau, Inc. for tax/investment purposes, Golden State Wealth Management, LLC as a DBA for LPL business and a registered investment advisor, Golden State Asset Management, LLC, and Global Kingdom Solutions, LLC dba Global Kingdom Insurance Solutions, an insurance agency.
Employment History
Current Registrations
LPL Financial LLC
Golden State Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lake Avenue Financial, LLC
LPL Financial LLC
Lake Avenue Financial, LLC
Waddell & Reed
Waddell & ReedBroker
Cabot-Rothchild, LLC
Mtl Equity Products, INC.Broker
Iac Securities, INC.Broker
Fsc Securities CorporationBroker
Corporate Benefit Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.