AG
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Anne Golden

43 Years of Experience
Broker

Anne Golden is a registered investment advisor at Rockefeller Capital Management, based in San Francisco, CA, with 43 years of industry experience. Anne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

Two Embarcadero Center, Suite 2320, San Francisco, CA, 94111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Anne is a part owner of Tavern Shores #204 LLC, a rental property, since 2014. This activity is investment-related and requires minimal time commitment.

Employment History
Current Registrations
Rockefeller Capital Management
July 2023 - Present · 2 yrs 9 mos
Rockefeller Capital Management
May 2023 - Present · 2 yrs 11 mos
Rockefeller Financial LLCBroker
May 2023 - Present · 2 yrs 11 mos
Previous Registrations
First Republic Investment Management, INC.
March 2006 - January 2023 · 16 yrs 10 mos
First Republic Securities Company, LLCBroker
May 2004 - January 2023 · 18 yrs 8 mos
Mam Securities, LLCBroker
August 1997 - March 2003 · 5 yrs 7 mos
Montgomery SecuritiesBroker
April 1995 - July 1997 · 2 yrs 3 mos
Bb&k Fund Services, INC.Broker
May 1988 - April 1995 · 6 yrs 11 mos
Artemis Securities, IncorporatedBroker
December 1982 - April 1987 · 4 yrs 4 mos
L. F. Rothschild, Unterberg, TowbinBroker
August 1974 - October 1977 · 3 yrs 2 mos
State Registrations18 states
AKCADCIAILMAMIMTNHNJNVNYOHORPATXWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.