Thomas Marshburn is a registered investment advisor at Capital Markets Iq, LLC, based in Arlington, TX, with 33 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 827 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital Markets IQ charges a percentage of your portfolio annually, typically ranging from 0% to 2.80%, billed quarterly. The fee can be calculated based on the portfolio's value at the end of the quarter or the average balance during the quarter. Some clients may have negotiated a tiered fee schedule where the percentage decreases as the portfolio value increases. International clients may incur a one-time set-up fee and have a minimum annual fee.
Location
Arlington, TX
Get directionsHistory
Regulatory History (4)
Judgment / Lien
April 2017Customer Dispute
January 2011Customer Dispute
April 2007Customer Dispute
September 2006Other Business Activities
Thomas owns Red Rock Mortgage Management LLC, which holds his personal mortgage-backed securities. He spends about 10-20% of his time on this activity.
Employment History
Current Registrations
Capital Markets Iq, LLC
Previous Registrations
Feltl & CompanyBroker
Feltl Advisors
Feltl & CompanyBroker
Halen CapitalBroker
Fintegra, LLCBroker
Chicago Investment Group, LLCBroker
Red Rock Mortgage Management, Lc
Peregrine Financials & Securities, INC.Broker
M.J. Whitman LLCBroker
M. J. Whitman, INC.Broker
Gsc Securities, INC.Broker
Government Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.