Michael Riccardi is a registered investment advisor at United Asset Strategies INC., based in Garden City, NY, with 11 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,598 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UAS offers investment management services for equity, fixed-income, and balanced accounts. The fees are determined by a relationship manager in consultation with the client and are set forth in the investment management agreement. Fees may vary among clients. UAS also manages accounts on the Pontera platform and charges 0.25% per year of the account value, in addition to Pontera's 0.25% fee. For employer-sponsored retirement plans, UAS applies a tiered fee schedule with a maximum fee of up to 1% per year on the plan assets. There may also be a minimum fee applied to a plan or to participant accounts within a plan.
Location
377 Oak Street, Suite 403, Garden City, NY, 11530
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is a managing member and one-third owner of EME Asset Management, LLC, overseeing GRM Real Estate Holdings LP, spending minimal time reviewing real estate investments. He is also a principal and one-third owner of 360 Family Office Advisor, LLC, providing consulting regarding small privately held companies, dedicating minimal time to monthly meetings.
Employment History
Current Registrations
United Asset Strategies INC.
Previous Registrations
Pinnacle Associates, LTD.
State Registrations1 state
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