DB
CFP · ChFC
DB
CFP · ChFC

David Keith Brown

33 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
78 advisors
Number of Clients
11,572 clients
Average Client Portfolio
$261K average
Assets Under Management
$3.0B

Fee Structure

Minimum Investment:None
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Location

1605 4th St, Santa Rosa, CA, 95404

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David operates several DBAs for his LPL business, including David K. Brown Wealth Management and Encore Wealth Management. He also spends a few hours per week on estate planning and insurance through Encore Wealth Management and about 10-20% of his time with WCG Wealth Advisors/The Wealth Consulting Group.

Employment History
Current Registrations
Advisor Resource Council
April 2024 - Present · 1 yr 10 mos
LPL Financial LLC
July 2001 - Present · 24 yrs 7 mos
LPL Financial LLCBroker
June 2001 - Present · 24 yrs 8 mos
Previous Registrations
The Wealth Consulting Group
January 2019 - April 2024 · 5 yrs 3 mos
Park Avenue Securities LLCBroker
May 1999 - June 2001 · 2 yrs 1 mo
Guardian Investor Services CorporationBroker
March 1993 - May 1999 · 6 yrs 2 mos
Metlife Securities INC.Broker
June 1992 - January 1993 · 7 mos
Metropolitan Life Insurance CompanyBroker
June 1992 - January 1993 · 7 mos
State Registrations23 states
ARAZCACOFLHIIAIDILINMDMONHNJNMNVOKORPARITXUTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.