David Brown is a CFP, ChFC-designated registered investment advisor at Advisor Resource Council, based in Santa Rosa, CA, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 11,572 clients with $3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Advisor Resource Council offers investment management services with fees based on a percentage of your portfolio. There are two fee schedules:
Wrap Fee Program:
- A flat 2.50% annual fee is charged on all assets under management.
Traditional Asset Management:
- A flat 2.25% annual fee is charged on all assets under management.
Fees are billed quarterly in advance. The firm also offers actively managed investment strategies, including AIQ Asset Allocation Models, AIQ SMA and UMA Strategies, and ARC Innovative Solutions, which are only available in the Wrap Fee Program.
Location
1605 4th St, Santa Rosa, CA, 95404
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David operates several DBAs for his LPL business, including David K. Brown Wealth Management and Encore Wealth Management. He also spends a few hours per week on estate planning and insurance through Encore Wealth Management and about 10-20% of his time with WCG Wealth Advisors/The Wealth Consulting Group.
Employment History
Current Registrations
Advisor Resource Council
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
The Wealth Consulting Group
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations23 states
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