Adam Brooks Steen

Kestra Private Wealth Services, LLC

33 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Kestra Private Wealth Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

206 advisors

Number of Clients

15,631 clients

Average Client Portfolio

$653K average

Assets Under Management

$10.2B

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Location

6410 Poplar Avenue, Suite 140, Memphis, TN, 38119

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

November 2024

Customer Dispute

April 2007

Withdrawn

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Adam is a wealth advisor at Bright River Private Wealth, dedicating full-time hours to advising clients on wealth management needs. He also manages a working farm and PUD, and an LLC for tax purposes, dedicating minimal time to each.