Kathleen Hegyi is a registered investment advisor, based in Chicago, IL, with 31 years of industry experience.
Location
10 S. Wacker Drive, 19th Floor, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Duff & Phelps Investment Management CO.
September 2022 - Present · 3 yrs 7 mos
Vp Distributors LLCBroker
September 2022 - Present · 3 yrs 7 mos
Vp Distributors LLC
September 2022 - Present · 3 yrs 7 mos
Previous Registrations
William BlairBroker
August 2010 - September 2022 · 12 yrs 1 mo
William Blair & Company L.L.C.
August 2010 - September 2022 · 12 yrs 1 mo
Managers Investment Group LLC
June 2010 - August 2010 · 2 mos
Managers Distributors, INC.Broker
March 2008 - August 2010 · 2 yrs 5 mos
Managers Investment Group LLC
March 2008 - June 2010 · 2 yrs 3 mos
Northern Trust Securities, INC.Broker
May 2005 - March 2008 · 2 yrs 10 mos
Abn Amro Distribution Services (USA), INC.Broker
January 2002 - October 2004 · 2 yrs 9 mos
Pfpc Distributors, INC.Broker
May 1998 - January 2002 · 3 yrs 8 mos
Kemper Distributors, INC.Broker
February 1996 - November 1996 · 9 mos
Oppenheimer & CO., INC.Broker
January 1993 - August 1995 · 2 yrs 7 mos
MML Investors Services, INC.Broker
July 1992 - January 1993 · 6 mos
State Registrations1 state
IL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.