Dan Edward Klein

First Western Securities, INC.

33 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

First Western Securities, INC.

Compensation

Fee-Only (AUM)

Firm Size

6 advisors

Number of Clients

31 clients

Average Client Portfolio

$1.3M average

Assets Under Management

$39.9M

Location

669 Airport Freeway #409, Hurst, TX, 76053

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

First Western Securities, INC.

July 2019 - Present · 6 yrs 7 mos

First Western Securities, INC.Broker

April 1995 - Present · 30 yrs 10 mos

Previous Registrations

Rauscher Pierce Refsnes, INC.Broker

June 1992 - April 1995 · 2 yrs 10 mos

State Registrations2 states

OKTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.