Richard Fengler is a registered investment advisor at Signal Securities, INC., based in Irving, TX, with 33 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,137 clients with $680M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Signal Securities offers several investment management programs. Fees are based on the amount of your portfolio and are charged quarterly in advance, except for the 401k Optimizer, which is charged in arrears. Signal Securities reserves the right to negotiate fees. Here's a breakdown of the fees for each model:
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Asset Allocation Model:
- 2.00% annually on the first $100,000
- 1.75% annually on amounts between $100,001 and $250,000
- 1.50% annually on amounts between $250,001 and $500,000
- 1.00% annually on amounts between $500,001 and $1,000,000
- 0.75% annually on amounts over $1,000,001
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Private Client Asset Management Model:
- With Limited Partnerships and/or options: 3.00% annually on all assets
- Without Limited Partnerships and/or options:
- 1.75% annually on amounts between $100,000 and $500,000
- 1.50% annually on amounts between $500,001 and $1,000,000
- 1.25% annually on amounts over $1,000,001
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Discretionary Asset Allocation Model Portfolios:
- 1.50% annually on the first $25,000
- 1.25% annually on amounts over $25,000
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401K Optimizer: 1.00% annually
Location
2940 N. O'Connor Road, Suite 125, Irving, TX, 75062
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is the president of Harbor Grove Water Supply, providing water to residents. He is also a licensed insurance agent selling life and health insurance, and an owner investing in distressed real estate; each of these activities takes minimal time. Finally, he performs data entry for tax returns, dedicating about 10-20% of his time.
Employment History
Current Registrations
Signal Securities, INC.
Signal Securities, INC.Broker
Signal Securities, INC.
Previous Registrations
Planner's Independent Management, INC.Broker
Fortis Investors, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.