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Bruce Johnson Scott
Moors & Cabot, INC
14 Years of Experience
3 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Tax Planning
Estate Planning
Financial Planning & Coaching
Moors & Cabot, INC
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
69 advisors
Number of Clients
4,509 clients
Average Client Portfolio
$686K average
Assets Under Management
$3.1B
Fee Structure
Minimum Investment:
$50K
Investment Management
Planning
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Location
Athens, AL
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History
Regulatory History (3)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Financial
February 2025
Pending
Financial
February 2025
Pending
Customer Dispute
October 2015
Denied
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Moors & Cabot, INC
March 2025 - Present · 11 mos
Moors & Cabot, INC.
March 2025 - Present · 11 mos
Moors & Cabot, INC.
Broker
March 2025 - Present · 11 mos
Previous Registrations
Wells Fargo Advisors
November 2022 - March 2025 · 2 yrs 4 mos
Wells Fargo Clearing Services, LLC
Broker
November 2022 - March 2025 · 2 yrs 4 mos
Wells Fargo Clearing Services, LLC
November 2022 - November 2022 · 0 mos
Edward Jones
April 2014 - November 2022 · 8 yrs 7 mos
Edward Jones
Broker
April 2014 - November 2022 · 8 yrs 7 mos
A. G. Edwards & Sons, INC.
Broker
December 1995 - January 1996 · 1 mo
Aliant Financial Services Corporation
Broker
January 1994 - May 1995 · 1 yr 4 mos
Edward D. Jones & CO., L.P.
Broker
April 1992 - September 1993 · 1 yr 5 mos
State Registrations
16 states
AK
AL
CO
FL
GA
ID
KS
LA
MO
NC
OK
PA
SC
TN
TX
VA
Advisor
Broker
Both
Exams
No exam information available for this advisor.